General information about company
Scrip code	500407
Name of the company	SWARAJ ENGINES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2016
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	2	6286417			6286417	50.62	6286417		6286417	50.62
(B)	Public	12360	6133403			6133403	49.38	6133403		6133403	49.38
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	12362	12419820			12419820	100	12419820		12419820	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				50.62					6286417
(B)	Public				49.38					5962740
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					12249157

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)	Any Other (specify)		2	6286417			6286417	50.62	6286417		6286417	50.62
Sub-Total (A)(1)			2	6286417			6286417	50.62	6286417		6286417	50.62
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			2	6286417			6286417	50.62	6286417		6286417	50.62
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		17	1282464			1282464	10.33	1282464		1282464	10.33
(e)	Foreign Portfolio Investors		15	615983			615983	4.96	615983		615983	4.96
(f)	Financial Institutions/ Banks		4	1703			1703	0.01	1703		1703	0.01
(g)	Insurance Companies		2	24588			24588	0.2	24588		24588	0.2
Sub-Total (B)(1)			38	1924738			1924738	15.5	1924738		1924738	15.5
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		11552	2461758			2461758	19.82	2461758		2461758	19.82
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		10	801808			801808	6.46	801808		801808	6.46
(b)	NBFCs registered with RBI		3	105977			105977	0.85	105977		105977	0.85
(e)	Any Other (specify)		757	839122			839122	6.76	839122		839122	6.76
Sub-Total (B)(3)			12322	4208665			4208665	33.89	4208665		4208665	33.89
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			12360	6133403			6133403	49.38	6133403		6133403	49.38
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			12362	12419820			12419820	100	12419820		12419820	100
Total (A+B+C )			12362	12419820			12419820	100	12419820		12419820	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)				50.62					6286417
Sub-Total (A)(1)				50.62					6286417
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				50.62					6286417
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				10.33					1282464
(e)				4.96					615983
(f)				0.01					1403
(g)				0.2					24588
Sub-Total (B)(1)				15.5					1924438
( 3 )	Non-institutions
(a(i))				19.82					2324998
(a(ii))				6.46					768808
(b)				0.85					105977
(e)				6.76					838519
Sub-Total (B)(3)				33.89					4038302
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				49.38					5962740
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					12249157
Total (A+B+C )				100					12249157

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	MAHINDRA AND MAHINDRA LIMITED	KIRLOSKAR INDUSTRIES LIMITED
PAN (II)	AAACM3025E	AAACP3590P	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	4126417	2160000	6286417
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4126417	2160000	6286417
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X	4126417	2160000	6286417
Class eg:y
Total	4126417	2160000	6286417
Total as a % of Total Voting rights	33.22	17.39	50.62
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4126417	2160000	6286417
Reason for not providing PAN

Mutual Funds
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	DSP BLACKROCK MICRO CAP FUND	FRANKLIN INDIA SMALLER COMPANIES FUND	SBI MAGNUM MIDCAP FUND	HDFC SMALL AND MIDCAP FUND	L AND T MUTUAL FUND TRUSTEE LTD-L AND T INDIA SPECIAL SITUATIONS FUND	Click here to go back
PAN (II)	AAAJD0430B	AAATT4931H	AABTS6407Q	AAATH1809A	AAATC4460E	Total
No. of fully paid up equity shares held (IV)	391715	163551	159423	150000	124730	989419
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	391715	163551	159423	150000	124730	989419
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.15	1.32	1.28	1.21	1	7.97
Number of Voting Rights held in each class of securities (IX)
Class eg: X	391715	163551	159423	150000	124730	989419
Class eg:y
Total	391715	163551	159423	150000	124730	989419
Total as a % of Total Voting rights	3.15	1.32	1.28	1.21	1	7.97
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.15	1.32	1.28	1.21	1	7.97
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	391715	163551	159423	150000	124730	989419
Reason for not providing PAN
Reason for not providing PAN

Foreign Portfolio Investors
Searial No.	1	2
Name of the Shareholders (I)	PINEBRDIGE INVESTMENTS GF MAURITIUS LIMITED	NATIONAL WESTMINSTER BANK PLC AS TRUSTEE OF THE JUPITER INDIA FUND	Click here to go back
PAN (II)	AAHCA7302F	AABTT4862E	Total
No. of fully paid up equity shares held (IV)	340648	176099	516747
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	340648	176099	516747
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.74	1.42	4.16
Number of Voting Rights held in each class of securities (IX)
Class eg: X	340648	176099	516747
Class eg:y
Total	340648	176099	516747
Total as a % of Total Voting rights	2.74	1.42	4.16
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.74	1.42	4.16
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	340648	176099	516747
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	REETA KEYUR PARIKH	VIKRAM CHINNUBHAI SHAH	Click here to go back
PAN (II)	ADIPP7072Q	ACIPS6611B	Total
No. of fully paid up equity shares held (IV)	176500	176000	352500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176500	176000	352500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Voting Rights held in each class of securities (IX)
Class eg: X	176500	176000	352500
Class eg:y
Total	176500	176000	352500
Total as a % of Total Voting rights	1.42	1.42	2.84
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176500	176000	352500
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	NRI – Repat	NRI – Non- Repat	Trusts	Overseas corporate bodies
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	Category	Category	Category	Category	Category
Name of the Shareholders (I)	CATAMARAN MANAGEMENT SERVICES PVT. LTD.	TATA INVESTMENT CORPORATION LTD.
PAN (II)	AABTC3177H	AAACT4120F
No. of the Shareholders (I)	1	1	395	264	92	5	1
No. of fully paid up equity shares held (IV)	166300	130000	573242	118115	93110	54055	600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	166300	130000	573242	118115	93110	54055	600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.34	1.05	4.62	0.95	0.75	0.44	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	166300	130000	573242	118115	93110	54055	600
Class eg:y
Total	166300	130000	573242	118115	93110	54055	600
Total as a % of Total Voting rights	1.34	1.05	4.62	0.95	0.75	0.44	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.34	1.05	4.62	0.95	0.75	0.44	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	166300	130000	572639	118115	93110	54055	600
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	757
No. of fully paid up equity shares held (IV)	839122
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	839122
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	6.76
Number of Voting Rights held in each class of securities (IX)
Class eg: X	839122
Class eg:y
Total	839122
Total as a % of Total Voting rights	6.76
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	6.76
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	838519
Reason for not providing PAN
Reason for not providing PAN